CME2 Compliance & AML/CTF          Download Brochure

By the end of this course you will be able to:

.Qualifying participants to pass Certificate Exam

Course Outline:

.Fundamental of Compliance

.Compliance Roles and Responsibilities

.Establishing and Monitoring Compliance

.Risk Management and Compliance

.Anti- Money Laundering and Counter Terrorist Financing

.Authorized Persons Regulations: Authorization Process

.Authorized Persons Regulations: Conduct of Business

.Authorized Persons Regulations: System and Controls

.Market Conduct Regulations

.Anti- Money Laundering and Counter Terrorist Financing (AML/CTF) Rules

Target Audience:

.All registered persons or those intending to register with CMA to perform compliance & AML/CTF functions for authorized persons.

Prerequisites:

.None.

This course entitles you to attend:

Upon successful completion of this course, participants will obtain:

.Training Attendance Certificate .