Compliance for board members & executive management          Download Brochure

By the end of this course you will be able to:

.The concept of Compliance and enhancing the financial institution's ability to respond to regulatory requirements in these areas.

.Identify and understand the elements and consequences of exposure to the risks of non-compliance with relevant regulatory requirements.

.Relationship with other regulatory departments within the financial institution.

.How to build an effective Compliance program

.Components of the Code of Ethics and Professional Behavior

Course Outline:

.Vision 2030 and its relationship to institutional Compliance.

.The importance of Compliance in financial institutions is the culture of Compliance and the importance of Compliance in the financial institution.

.Regulatory environment and the role of regulators and regulators.

.Compliance management relationship with other regulatory departments

.Rules of Compliance

.Effective Compliance Program

.Assessing non-compliance risk

.Rules of Compliance, work ethic and professional conduct

Target Audience:

.Board Members, committees’ members, and the executive management

Prerequisites:

.Experience in the field of financial institutions.

This course entitles you to attend:

Upon successful completion of this course, participants will obtain:

.Training attendance certificate.