Compliance principles          Download Brochure

By the end of this course you will be able to:

.A- Get the necessary knowledge that qualifies you to work in the compliance departments and you will be able to:

.Understanding and clarifying the Compliance concept and enhancing the financial institution's ability to respond to regulatory requirements.

.Get the basic information needed to build and implement the Compliance programs.

.Identify and understand the elements and consequences to the risks of non-compliance with relevant regulatory requirements.

.Relationship with other control departments within the financial institution.

.How to build an effective Compliance program

.Components of the Compliance and Ethics code.

Course Outline:

.The 2030 vision, and its relationship to Regulatory Compliance.

.Compliance culture and the importance of Compliance in the financial institution.

.Regulatory environment and the role of the regulatory bodies.

.The function of Compliance in financial institutions.

.Compliance relationship with other control departments

.Compliance Rules

.Effective Compliance Program

.Assessing the risk of non-compliance

.Compliance code, work ethic and professional conduct

Target Audience:

.All Compliance, and control function staff

Prerequisites:

.At least one year of experience in the compliance, internal audit, risk departments.

This course entitles you to attend:

.Certificate of Compliance (COC)

Upon successful completion of this course, participants will obtain:

.Certificate of attendance at a training course.