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Picture for category CME2 Compliance & AML/CTF

CME2 Compliance & AML/CTF          Download Brochure

The Compliance &AML/CTF is a CMA mandatory exam. The objective of this exam is to ensure that all registered persons or those intending to register with CMA to perform compliance & AML/CTF functions for authorized persons of all job categories have an advanced level of knowledge and skills in this function.

By the end of this course you will be able to:

.Qualifying participants to pass Certificate Exam

Course Outline:

.Fundamental of Compliance

.Compliance Roles and Responsibilities

.Establishing and Monitoring Compliance

.Risk Management and Compliance

.Anti- Money Laundering and Counter Terrorist Financing

.Authorized Persons Regulations: Authorization Process

.Authorized Persons Regulations: Conduct of Business

.Authorized Persons Regulations: System and Controls

.Market Conduct Regulations

.Anti- Money Laundering and Counter Terrorist Financing (AML/CTF) Rules

Target Audience:

.All registered persons or those intending to register with CMA to perform compliance & AML/CTF functions for authorized persons.

5 Days

Prerequisites:

.None.

This course entitles you to attend:

Upon successful completion of this course, participants will obtain:

.Training Attendance Certificate .

Bilingual