The Compliance &AML/CTF is a CMA mandatory exam. The objective of this exam is to ensure that all registered persons or those intending to register with CMA to perform compliance & AML/CTF functions for authorized persons of all job categories have an advanced level of knowledge and skills in this function.
.Qualifying participants to pass Certificate Exam
.Fundamental of Compliance
.Compliance Roles and Responsibilities
.Establishing and Monitoring Compliance
.Risk Management and Compliance
.Anti- Money Laundering and Counter Terrorist Financing
.Authorized Persons Regulations: Authorization Process
.Authorized Persons Regulations: Conduct of Business
.Authorized Persons Regulations: System and Controls
.Market Conduct Regulations
.Anti- Money Laundering and Counter Terrorist Financing (AML/CTF) Rules
.All registered persons or those intending to register with CMA to perform compliance & AML/CTF functions for authorized persons.
.None.
.Training Attendance Certificate .